About Adam Smit Investment Mangement

company

Adam Smit Investment Management LLC is a comprehensive financial services practice committed to helping you improve your long-term financial success.  Our services are designed to work toward growing and conserving your wealth by delivering an unprecedented level of personalized service and objective professional advice.  Our practice emphasizes an investment philosophy of investing in quality, diversification, and holding for the long-term.

Our Commitment

For each of our clients we strive to work toward helping create financial stability and security in pursuit of financial independence. As your Financial Professionals, we will do everything in our power to keep you focused on where you want to go, advise you on how to get there, and continually remind you of the importance of maintaining a disciplined approach to realizing your financial goals. 

Our Principle

Since establishing an independent practice in 2010, we have stressed an objective, professional and personal approach towards investing and financial planning.  Your goals and needs come first, not your financial advisors. At Adam Smit Investment Management, there is no “investment of the day”. There are no proprietary products, no investment banking, no sales quotas, no hidden incentives or hidden agendas – there is just you and your financial goals.  By working with an independent Financial Advisor, you have the freedom to receive objective investment guidance.

Our Philosophy

Our practice emphasizes an investment philosophy of investing in quality while holding for the long-term. We use a comprehensive approach in meeting your needs which includes: discovering your goals and objectives, recommending and implementing an investment strategy, and ongoing review and management of the portfolio. We focus our resources and attention on only those things that matter and that are within our control.

Our Certifications and regisrations

Adam Smit is a CERTIFIED FINANCIAL PLANNER™ practitioner.  Professionals who achieve this designation must meet the Certified Financial Planner Board of Standards requirements in experience, education, examination and ethics.  He holds securities registrations with LPL Financial that includes the Series 7, 24, 63 as well as state insurance licenses.

Our Support

At Adam Smit Investment Management, we leverage the power of LPL Financial, on of the largest independent broker dealer in the country.  LPL Financial was formed in 1989 through the merger of two small but successful brokerage firms, Linsco (established in 1968) and Private Ledger (established in 1973). LPL Financial's support offices are in Boston, San Diego, and Fort Mill, SC.  LPL Financial supports advisors through comprehensive clearing and compliance services, practice management programs and training, and with independent research.